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The Sample Complexity of Membership Inference and Privacy Auditing

arXiv:2508.19458v1 Announce Type: new Abstract: A membership-inference attack gets the output of a learning algorithm, and a target individual, and tries to determine whether this individual is a member of the training data or an independent sample from the same distribution. A successful membership-inference attack typically requires the attacker to have some knowledge about the distribution that the training data was sampled from, and this knowledge is often captured through a set of independent reference samples from that distribution. In this work we study how much information the attacker needs for membership inference by investigating the sample complexity-the minimum number of reference samples required-for a successful attack. We study this question in the fundamental setting of Gaussian mean estimation where the learning algorithm is given $n$ samples from a Gaussian distribution $mathcal{N}(mu,Sigma)$ in $d$ dimensions, and tries to estimate $hatmu$ up to some error $mathbb{E}[|hat mu - mu|^2_{Sigma}]leq rho^2 d$. Our result shows that for membership inference in this setting, $Omega(n + n^2 rho^2)$ samples can be necessary to carry out any attack that competes with a fully informed attacker. Our result is the first to show that the attacker sometimes needs many more samples than the training algorithm uses to train the model. This result has significant implications for practice, as all attacks used in practice have a restricted form that uses $O(n)$ samples and cannot benefit from $omega(n)$ samples. Thus, these attacks may be underestimating the possibility of membership inference, and better attacks may be possible when information about the distribution is easy to obtain.

Governance-as-a-Service: A Multi-Agent Framework for AI System Compliance and Policy Enforcement

arXiv:2508.18765v2 Announce Type: replace Abstract: As AI systems evolve into distributed ecosystems with autonomous execution, asynchronous reasoning, and multi-agent coordination, the absence of scalable, decoupled governance poses a structural risk. Existing oversight mechanisms are reactive, brittle, and embedded within agent architectures, making them non-auditable and hard to generalize across heterogeneous deployments. We introduce Governance-as-a-Service (GaaS): a modular, policy-driven enforcement layer that regulates agent outputs at runtime without altering model internals or requiring agent cooperation. GaaS employs declarative rules and a Trust Factor mechanism that scores agents based on compliance and severity-weighted violations. It enables coercive, normative, and adaptive interventions, supporting graduated enforcement and dynamic trust modulation. To evaluate GaaS, we conduct three simulation regimes with open-source models (LLaMA3, Qwen3, DeepSeek-R1) across content generation and financial decision-making. In the baseline, agents act without governance; in the second, GaaS enforces policies; in the third, adversarial agents probe robustness. All actions are intercepted, evaluated, and logged for analysis. Results show that GaaS reliably blocks or redirects high-risk behaviors while preserving throughput. Trust scores track rule adherence, isolating and penalizing untrustworthy components in multi-agent systems. By positioning governance as a runtime service akin to compute or storage, GaaS establishes infrastructure-level alignment for interoperable agent ecosystems. It does not teach agents ethics; it enforces them.

On Surjectivity of Neural Networks: Can you elicit any behavior from your model?

arXiv:2508.19445v1 Announce Type: new Abstract: Given a trained neural network, can any specified output be generated by some input? Equivalently, does the network correspond to a function that is surjective? In generative models, surjectivity implies that any output, including harmful or undesirable content, can in principle be generated by the networks, raising concerns about model safety and jailbreak vulnerabilities. In this paper, we prove that many fundamental building blocks of modern neural architectures, such as networks with pre-layer normalization and linear-attention modules, are almost always surjective. As corollaries, widely used generative frameworks, including GPT-style transformers and diffusion models with deterministic ODE solvers, admit inverse mappings for arbitrary outputs. By studying surjectivity of these modern and commonly used neural architectures, we contribute a formalism that sheds light on their unavoidable vulnerability to a broad class of adversarial attacks.

GTPO: Trajectory-Based Policy Optimization in Large Language Models

arXiv:2508.03772v3 Announce Type: replace Abstract: Policy-based optimizations are widely adopted today for the training and alignment of language models, where one of the most recent and effective approaches is Group-relative Policy Optimization (GRPO). In this paper, we reveals and analyze two major limitations of GRPO: (i) tokens frequently appear in completions with both positive and negative rewards, leading to conflicting gradient updates that can reduce their output probability, even though can be essential for maintaining proper structure; (ii) negatively rewarded completions may penalize confident responses and shift model decisions toward unlikely tokens, progressively flattening the output distribution and degrading learning. To address these issues and provide a more stable and effective policy optimization strategy, we introduce GTPO (Group-relative Trajectory-based Policy Optimization), which identifies conflict tokens, tokens appearing in the same position across completions with opposite rewards, protects them by skipping negative updates, while amplifying positive ones. To further prevent policy collapse, GTPO filters out completions whose entropy exceeds a provable threshold. Unlike GRPO, GTPO does not rely on KL-divergence regularization, eliminating the need for a reference model during training, while still ensuring greater training stability and improved performance, validated through multiple experiments on GSM8K, MATH and AIME 2024 benchmarks.

Efficiently Generating Multidimensional Calorimeter Data with Tensor Decomposition Parameterization

arXiv:2508.19443v1 Announce Type: new Abstract: Producing large complex simulation datasets can often be a time and resource consuming task. Especially when these experiments are very expensive, it is becoming more reasonable to generate synthetic data for downstream tasks. Recently, these methods may include using generative machine learning models such as Generative Adversarial Networks or diffusion models. As these generative models improve efficiency in producing useful data, we introduce an internal tensor decomposition to these generative models to even further reduce costs. More specifically, for multidimensional data, or tensors, we generate the smaller tensor factors instead of the full tensor, in order to significantly reduce the model's output and overall parameters. This reduces the costs of generating complex simulation data, and our experiments show the generated data remains useful. As a result, tensor decomposition has the potential to improve efficiency in generative models, especially when generating multidimensional data, or tensors.

ProARD: progressive adversarial robustness distillation: provide wide range of robust students

arXiv:2506.07666v3 Announce Type: replace Abstract: Adversarial Robustness Distillation (ARD) has emerged as an effective method to enhance the robustness of lightweight deep neural networks against adversarial attacks. Current ARD approaches have leveraged a large robust teacher network to train one robust lightweight student. However, due to the diverse range of edge devices and resource constraints, current approaches require training a new student network from scratch to meet specific constraints, leading to substantial computational costs and increased CO2 emissions. This paper proposes Progressive Adversarial Robustness Distillation (ProARD), enabling the efficient one-time training of a dynamic network that supports a diverse range of accurate and robust student networks without requiring retraining. We first make a dynamic deep neural network based on dynamic layers by encompassing variations in width, depth, and expansion in each design stage to support a wide range of architectures. Then, we consider the student network with the largest size as the dynamic teacher network. ProARD trains this dynamic network using a weight-sharing mechanism to jointly optimize the dynamic teacher network and its internal student networks. However, due to the high computational cost of calculating exact gradients for all the students within the dynamic network, a sampling mechanism is required to select a subset of students. We show that random student sampling in each iteration fails to produce accurate and robust students.

Data-Augmented Few-Shot Neural Stencil Emulation for System Identification of Computer Models

arXiv:2508.19441v1 Announce Type: new Abstract: Partial differential equations (PDEs) underpin the modeling of many natural and engineered systems. It can be convenient to express such models as neural PDEs rather than using traditional numerical PDE solvers by replacing part or all of the PDE's governing equations with a neural network representation. Neural PDEs are often easier to differentiate, linearize, reduce, or use for uncertainty quantification than the original numerical solver. They are usually trained on solution trajectories obtained by long time integration of the PDE solver. Here we propose a more sample-efficient data-augmentation strategy for generating neural PDE training data from a computer model by space-filling sampling of local "stencil" states. This approach removes a large degree of spatiotemporal redundancy present in trajectory data and oversamples states that may be rarely visited but help the neural PDE generalize across the state space. We demonstrate that accurate neural PDE stencil operators can be learned from synthetic training data generated by the computational equivalent of 10 timesteps' worth of numerical simulation. Accuracy is further improved if we assume access to a single full-trajectory simulation from the computer model, which is typically available in practice. Across several PDE systems, we show that our data-augmented synthetic stencil data yield better trained neural stencil operators, with clear performance gains compared with naively sampled stencil data from simulation trajectories.

R-TPT: Improving Adversarial Robustness of Vision-Language Models through Test-Time Prompt Tuning

arXiv:2504.11195v2 Announce Type: replace Abstract: Vision-language models (VLMs), such as CLIP, have gained significant popularity as foundation models, with numerous fine-tuning methods developed to enhance performance on downstream tasks. However, due to their inherent vulnerability and the common practice of selecting from a limited set of open-source models, VLMs suffer from a higher risk of adversarial attacks than traditional vision models. Existing defense techniques typically rely on adversarial fine-tuning during training, which requires labeled data and lacks of flexibility for downstream tasks. To address these limitations, we propose robust test-time prompt tuning (R-TPT), which mitigates the impact of adversarial attacks during the inference stage. We first reformulate the classic marginal entropy objective by eliminating the term that introduces conflicts under adversarial conditions, retaining only the pointwise entropy minimization. Furthermore, we introduce a plug-and-play reliability-based weighted ensembling strategy, which aggregates useful information from reliable augmented views to strengthen the defense. R-TPT enhances defense against adversarial attacks without requiring labeled training data while offering high flexibility for inference tasks. Extensive experiments on widely used benchmarks with various attacks demonstrate the effectiveness of R-TPT. The code is available in https://github.com/TomSheng21/R-TPT.

MS-ConTab: Multi-Scale Contrastive Learning of Mutation Signatures for Pan Cancer Representation and Stratification

arXiv:2508.19424v1 Announce Type: new Abstract: Motivation. Understanding the pan-cancer mutational landscape offers critical insights into the molecular mechanisms underlying tumorigenesis. While patient-level machine learning techniques have been widely employed to identify tumor subtypes, cohort-level clustering, where entire cancer types are grouped based on shared molecular features, has largely relied on classical statistical methods. Results. In this study, we introduce a novel unsupervised contrastive learning framework to cluster 43 cancer types based on coding mutation data derived from the COSMIC database. For each cancer type, we construct two complementary mutation signatures: a gene-level profile capturing nucleotide substitution patterns across the most frequently mutated genes, and a chromosome-level profile representing normalized substitution frequencies across chromosomes. These dual views are encoded using TabNet encoders and optimized via a multi-scale contrastive learning objective (NT-Xent loss) to learn unified cancer-type embeddings. We demonstrate that the resulting latent representations yield biologically meaningful clusters of cancer types, aligning with known mutational processes and tissue origins. Our work represents the first application of contrastive learning to cohort-level cancer clustering, offering a scalable and interpretable framework for mutation-driven cancer subtyping.

Stochastic Control for Fine-tuning Diffusion Models: Optimality, Regularity, and Convergence

arXiv:2412.18164v3 Announce Type: replace Abstract: Diffusion models have emerged as powerful tools for generative modeling, demonstrating exceptional capability in capturing target data distributions from large datasets. However, fine-tuning these massive models for specific downstream tasks, constraints, and human preferences remains a critical challenge. While recent advances have leveraged reinforcement learning algorithms to tackle this problem, much of the progress has been empirical, with limited theoretical understanding. To bridge this gap, we propose a stochastic control framework for fine-tuning diffusion models. Building on denoising diffusion probabilistic models as the pre-trained reference dynamics, our approach integrates linear dynamics control with Kullback-Leibler regularization. We establish the well-posedness and regularity of the stochastic control problem and develop a policy iteration algorithm (PI-FT) for numerical solution. We show that PI-FT achieves global convergence at a linear rate. Unlike existing work that assumes regularities throughout training, we prove that the control and value sequences generated by the algorithm maintain the regularity. Additionally, we explore extensions of our framework to parametric settings and continuous-time formulations, and demonstrate the practical effectiveness of the proposed PI-FT algorithm through numerical experiments. Our code is available at https://github.com/yinbinhan/fine-tuning-of-diffusion-models.